AML Policy

Establishment of Anti-Money Laundering and Counter-Terrorist Financing Measures

We will strive to establish and maintain measures to prevent the products and services we provide from being used for money laundering or terrorist financing.

Management Involvement

Our management team recognizes anti-money laundering and counter-terrorist financing measures as an important issue in our business strategy and will take a proactive and responsible approach to addressing this issue.

Identification, Assessment, and Mitigation of AML/CTF Risks 

Based on a risk-based approach, we will verify the risks associated with the products and services we offer, transaction types, countries/regions involved in transactions, customer attributes, etc., identify AML/CTF risks, assess the impact of identified risks on our group, and take appropriate measures to mitigate such risks based on the results.

Customer Due Diligence 

We will conduct customer due diligence in accordance with relevant laws and regulations, and will strive to exclude transactions with inappropriate customers, including sanctioned individuals and anti-social forces, by determining whether to accept customers and conducting ongoing customer management.

Monitoring and Reporting of Suspicious Transactions 

We will implement appropriate transaction monitoring to detect suspicious transactions. If we detect a suspicious transaction, we will report it to the relevant regulatory authorities.

Preservation of Documents and Records 

We will preserve documents and records related to anti-money laundering and counter-terrorist financing measures in accordance with relevant laws and regulations.

Utilization of IT Systems and Data Management 

We will strive to utilize IT systems and Fintech to enhance and improve the efficiency of our anti-money laundering and counter-terrorist financing measures, and will endeavor to manage data appropriately.

Continuous Improvement  

We will periodically review and conduct internal audits of our anti-money laundering and counter-terrorist financing measures, and strive to continuously improve our internal systems. In addition, we will take a forward-looking approach to strengthening our management systems to ensure that our company is not used for money laundering or terrorist financing in the future.

Employee Training 

We will conduct training programs to enhance the knowledge and understanding of anti-money laundering and counter-terrorist financing measures among employees in each department, ensuring they possess the necessary expertise and suitability for their roles.

As of 01 March 2025